Lee James Proffitt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee James Proffitt ( ), a licensed former licensee with CE reference BQL639. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-01-04 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-01-04 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2021-01-04 | 2025-02-25 |