Haochen (SFC:BQL601) Shi
施昊晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haochen (SFC:BQL601) Shi (施昊晨), CE reference BQL601. Currently licensed at 1 firm(s): Orient Securities (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-03 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-03 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-04 | 2025-12-27 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-04 | 2025-12-27 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2024-11-04 | 2025-12-27 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-10-21 | 2024-10-14 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-30 | 2024-10-14 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-03 | 2022-09-04 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-03 | 2022-09-04 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-29 | 2021-11-03 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | 2021-09-30 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-23 | 2021-09-30 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-23 | 2021-09-30 |