Pui Man (SFC:BQI558) Chan
陳佩雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Man (SFC:BQI558) Chan (陳佩雯), a licensed former licensee with CE reference BQI558. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-18 | 2025-04-30 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-01-18 | 2025-04-30 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-18 | 2025-04-30 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-01-18 | 2025-04-30 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 — Asset management | 2023-01-18 | 2025-04-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-14 | 2022-12-15 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-14 | 2022-12-15 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-14 | 2022-12-15 |