Xiaoyuan Gong
巩笑缘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyuan Gong (巩笑缘), a licensed former licensee with CE reference BQF299. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-30 | 2024-12-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-30 | 2024-12-24 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-09 | 2021-06-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-09 | 2021-06-18 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-09 | 2021-06-18 |