Xiao (SFC:BQE919) Xiao
肖瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BQE919) Xiao (肖瀟), a licensed former licensee with CE reference BQE919. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-25 | 2022-10-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-08 | 2022-05-05 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-05 | 2021-09-15 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-05 | 2021-09-15 |