Denise Yan
嚴小多
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Yan (嚴小多), a licensed former licensee with CE reference BQC637. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-10-16 | 2026-03-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2020-10-05 | 2021-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2020-10-05 | 2021-08-18 |