Tao (SFC:BQA734) Li
李濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:BQA734) Li (李濤), a licensed former licensee with CE reference BQA734. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-11-25 | 2021-05-07 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-19 | 2020-10-30 |