Matthew Howard Basler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Howard Basler, a licensed former licensee with CE reference BPY590. This person has 5.9 years of SFC licence history. Total licence records on file: 12.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2020-10-23 | 2026-06-30 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2020-10-23 | 2025-01-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2020-10-23 | 2026-06-30 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2020-10-23 | 2025-01-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2020-10-23 | 2026-06-30 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2020-10-23 | 2025-01-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2020-08-21 | 2020-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-21 | 2020-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-21 | 2020-10-23 |