Yun (SFC:BPX447) Li
李云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:BPX447) Li (李云), a licensed former licensee with CE reference BPX447. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2023-02-27 | 2024-09-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-07-31 | 2023-01-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2020-07-31 | 2023-01-27 |