Min (SFC:BPX372) Zhu
朱敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:BPX372) Zhu (朱敏), a licensed former licensee with CE reference BPX372. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-15 | 2025-01-20 |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-15 | 2025-01-20 |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 9 — Asset management | 2024-08-15 | 2025-01-20 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-31 | 2024-03-04 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-31 | 2024-03-04 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 — Asset management | 2023-07-31 | 2024-03-04 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | 2023-02-06 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-05 | 2023-02-06 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-31 | 2020-11-27 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-31 | 2020-11-27 |