Mike Kohzo Mori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mike Kohzo Mori, a licensed former licensee with CE reference BPX121. This person has 2.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2021-09-13 | 2023-05-12 |
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2021-09-13 | 2023-05-12 |
| CVC Asia Pacific Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-13 | 2023-05-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2020-07-27 | 2021-07-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2020-07-27 | 2021-07-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2020-07-27 | 2021-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mike Kohzo Mori during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.