Mike Kohzo Mori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mike Kohzo Mori ( ), a licensed former licensee with CE reference BPX121. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2021-09-13 | 2023-05-12 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2021-09-13 | 2023-05-12 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | 2021-09-13 | 2023-05-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2020-07-27 | 2021-07-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2020-07-27 | 2021-07-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2020-07-27 | 2021-07-05 |