Li (SFC:BPW976) Li
李立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BPW976) Li (李立), a licensed former licensee with CE reference BPW976. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-30 | 2022-09-18 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-30 | 2022-09-18 |