Craig Bradley Coben
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Bradley Coben ( ), a licensed former licensee with CE reference BPV438. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2020-10-27 | 2022-03-04 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2020-10-27 | 2022-03-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2020-10-27 | 2022-03-04 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2020-10-27 | 2022-03-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2020-10-27 | 2022-03-04 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2020-10-27 | 2022-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-08-03 | 2020-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-08-03 | 2020-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2020-08-03 | 2020-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2020-08-03 | 2020-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-03 | 2020-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-03 | 2020-10-27 |