Lok Man Tam
譚樂敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Tam (譚樂敏), CE reference BPV002. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
Rep | Type 1 — Dealing in securities | 2024-11-28 | present |
| KKR Capital Markets Asia II Limited |
Rep | Type 4 — Advising on securities | 2024-11-28 | present |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2023-06-07 | 2024-09-27 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2023-06-07 | 2024-09-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2020-07-27 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2020-07-27 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2020-07-27 | 2023-02-20 |