Joanne Chung Yan Lau
劉頌恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Chung Yan Lau (劉頌恩), a licensed Representative with CE reference BPT331. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-05 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-18 | 2024-01-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-05 | 2021-08-23 |