Shaozhi Zhang
張紹陟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaozhi Zhang (張紹陟), a licensed Representative with CE reference BPS634. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-31 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-31 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-22 | 2022-09-21 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-22 | 2022-09-21 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-06-22 | 2022-09-21 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-06-18 | 2020-10-05 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-06-18 | 2020-10-05 |