Stephen Tian-Cheng Shao
邵天誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Tian-Cheng Shao (邵天誠), a licensed former licensee with CE reference BPS474. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-23 | 2024-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-07 | 2024-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-04 | 2021-05-07 |