Xiaotian Yang
楊小天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Yang (楊小天), a licensed former licensee with CE reference BPR904. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-21 | 2021-06-11 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-21 | 2021-06-11 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-21 | 2021-06-11 |