Yao (SFC:BPQ459) Li
李尧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:BPQ459) Li (李尧), a licensed former licensee with CE reference BPQ459. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-22 | 2024-04-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-22 | 2022-03-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-22 | 2024-04-04 |