Sha Li
李莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Li (李莎), a licensed Representative with CE reference BPN447. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.2 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-21 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-21 | present |
| Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-06 | 2020-11-20 |
| Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-06 | 2020-11-20 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Sha Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Yen-Ping Lin | Lancy Global Asset Management Limited | 2020 |
| Po Chun Li | Lancy Global Asset Management Limited | 2020 |
| Yuen Man Judyanna Wu | Lancy Global Asset Management Limited | 2020 |