Sha Li
李莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Li (李莎), a licensed Representative with CE reference BPN447. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-21 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-21 | present |
| Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | 2020-11-20 |
| Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-06 | 2020-11-20 |