David Tsz Hin Lu
陸子軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tsz Hin Lu (陸子軒), a licensed former licensee with CE reference BPM954. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-18 | 2021-09-21 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-10 | 2021-09-21 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-03 | 2020-06-15 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-03 | 2020-06-15 |