Xiamin Fu
符夏旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiamin Fu (符夏旻), a licensed former licensee with CE reference BPM070. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-28 | 2023-11-01 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-28 | 2023-11-01 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-28 | 2023-11-01 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-18 | 2021-06-16 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-18 | 2021-06-16 |