Yi (SFC:BPM007) Li
李一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BPM007) Li (李一), CE reference BPM007. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2025-03-10 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-06 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-01-06 | 2025-03-10 |
| Olympus Partners Asia Limited | Rep | Type 9 — Asset management | 2021-06-07 | 2021-12-01 |
| Olympus Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2020-04-08 | 2021-12-01 |
| Olympus Partners Asia Limited | Rep | Type 4 — Advising on securities | 2020-04-08 | 2021-12-01 |