Xiaoyu (SFC:BPL890) Liu
劉曉雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyu (SFC:BPL890) Liu (劉曉雨), a licensed former licensee with CE reference BPL890. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-04 | 2023-03-13 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-04 | 2023-03-13 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2020-05-04 | 2023-03-13 |