Kaiyuan Yu
俞凯元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiyuan Yu (俞凯元), a licensed former licensee with CE reference BPL823. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2020-03-27 | 2021-01-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2020-03-27 | 2021-01-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2020-03-27 | 2021-01-05 |