Fang (SFC:BPL704) Xu
徐放
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang (SFC:BPL704) Xu (徐放), CE reference BPL704. Currently licensed at 1 firm(s): AUSPICE INVESTMENT MANAGEMENT LIMITED. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AUSPICE INVESTMENT MANAGEMENT LIMITED 瑞兆投資管理有限公司 |
RO | Type 9 — Asset management | 2025-01-27 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-07 | 2023-07-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-07 | 2023-07-14 |