Yunzhi Xu
許蘊之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunzhi Xu (許蘊之), a licensed former licensee with CE reference BPK668. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-03 | 2021-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-06-03 | 2021-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-06-03 | 2021-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2020-06-03 | 2021-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-03 | 2021-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-03 | 2021-10-31 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2020-04-07 | 2020-04-15 |