Ye (SFC:BPJ875) Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BPJ875) Lu, CE reference BPJ875. Currently licensed at 1 firm(s): RBC Global Asset Management (Asia) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-20 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-20 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-02-20 | present |