Yow Ken Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yow Ken Tay, a licensed former licensee with CE reference BPJ731. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-15 | 2024-11-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-09 | 2023-06-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-02-03 | 2020-02-04 |