Yow Ken Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yow Ken Tay ( ), a licensed former licensee with CE reference BPJ731. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-15 | 2024-11-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-09 | 2023-06-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-02-03 | 2020-02-04 |