Richard James Lloyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Lloyd ( ), a licensed former licensee with CE reference BPJ100. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-01-20 | 2020-01-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-01-20 | 2020-01-21 |