Jerry Jeremias Sarmiento
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerry Jeremias Sarmiento ( ), a licensed former licensee with CE reference BPH533. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-07 | 2023-02-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-01-13 | 2020-01-17 |