Jerry Jeremias Sarmiento
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerry Jeremias Sarmiento, a licensed former licensee with CE reference BPH533. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-07 | 2023-02-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-01-13 | 2020-01-17 |