Miao He
何苗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao He (何苗), a licensed former licensee with CE reference BPG261. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-08-03 | 2023-01-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-02 | 2023-01-12 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2020-01-17 | 2021-06-18 |