Wen (SFC:BPF516) Xu
徐雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:BPF516) Xu (徐雯), a licensed former licensee with CE reference BPF516. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-19 | 2023-11-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-19 | 2023-11-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-07 | 2023-11-03 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-09 | 2020-04-20 |