Lu (SFC:BPF147) Xu
許璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BPF147) Xu (許璐), a licensed former licensee with CE reference BPF147. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-27 | 2023-08-01 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-02 | 2021-07-15 |