Xuyang (SFC:BPF024) Liu
劉煦陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuyang (SFC:BPF024) Liu (劉煦陽), a licensed former licensee with CE reference BPF024. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-04 | 2023-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-04 | 2023-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-01-04 | 2023-07-07 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-16 | 2021-12-31 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-16 | 2021-12-31 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-12-16 | 2021-12-31 |