Jeffrey Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Yu ( ), a licensed former licensee with CE reference BPE885. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-02-23 | 2024-03-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-02-23 | 2024-03-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-12-03 | 2019-12-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-12-03 | 2019-12-05 |