Yu (SFC:BPE498) Tian
田宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BPE498) Tian (田宇), a licensed former licensee with CE reference BPE498. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2021-10-08 | 2024-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2021-09-20 | 2024-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2021-09-20 | 2024-05-06 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-25 | 2021-06-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-11-25 | 2021-06-17 |