Xi (SFC:BPA221) Chen
陳熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BPA221) Chen (陳熙), CE reference BPA221. Currently licensed at 2 firm(s): China Sunrise Securities (International) Limited, China Sunrise Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-23 | present |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-23 | present |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2022-12-23 | present |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-25 | present |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-18 | 2022-12-23 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-18 | 2022-12-23 |