Nicholas James Pont
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Pont ( ), a licensed former licensee with CE reference BOZ956. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-08-23 | 2023-09-02 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-10-30 | 2019-11-01 |