Dan (SFC:BOZ921) Liu
劉丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan (SFC:BOZ921) Liu (劉丹), CE reference BOZ921. Currently licensed at 1 firm(s): Joincap Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-09 | present |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2019-12-09 | present |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-09 | 2023-03-22 |