Lu (SFC:BOZ759) Yang
楊露
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BOZ759) Yang (楊露), a licensed former licensee with CE reference BOZ759. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-17 | 2026-03-11 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-08 | 2026-03-11 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-08 | 2026-03-11 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-18 | 2021-06-25 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-18 | 2021-06-25 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-14 | 2021-06-25 |