James Hin Nam Wu
胡軒男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Hin Nam Wu (胡軒男), a licensed former licensee with CE reference BOZ357. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-13 | 2025-12-24 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-13 | 2025-12-24 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-13 | 2025-12-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-16 | 2023-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-16 | 2023-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-16 | 2023-08-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-21 | 2021-02-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-10-21 | 2021-02-18 |