James Hin Nam Wu
胡軒男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Hin Nam Wu (胡軒男), a licensed former licensee with CE reference BOZ357. This person has 3.9 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-13 | 2025-12-24 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-13 | 2025-12-24 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-13 | 2025-12-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-16 | 2023-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-16 | 2023-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-16 | 2023-08-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-21 | 2021-02-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-10-21 | 2021-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Hin Nam Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.