Deepak Malhotra

CE No. BOX512 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deepak Malhotra, a licensed former licensee with CE reference BOX512. This person has 0.8 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
IMM Asset Management Company Limited RO Type 1 - Dealing in securities 2020-03-18 2021-01-18
IMM Asset Management Company Limited RO Type 4 - Advising on securities 2020-03-18 2021-01-18
IMM Asset Management Company Limited RO Type 9 - Asset management 2020-03-18 2021-01-18

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Deepak Malhotra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hyunchan Cho IMM Asset Management Company Limited 2020–2021
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