Thomas Alexander Summersall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Alexander Summersall, a licensed former licensee with CE reference BOX481. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2020-06-16 | 2021-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2020-06-16 | 2021-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-10-11 | 2020-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2019-10-11 | 2020-06-16 |