Boris Carlo Farina
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boris Carlo Farina ( ), a licensed former licensee with CE reference BOX339. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2026-01-12 | 2026-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2026-01-12 | 2026-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2026-01-12 | 2026-01-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-02-24 | 2025-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-02-24 | 2025-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-02-24 | 2025-02-28 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-21 | 2019-11-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-21 | 2019-11-04 |