Tau Hing Lam
林斗興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tau Hing Lam (林斗興), a licensed former licensee with CE reference BOT764. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-09 | 2019-11-02 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-09-09 | 2019-11-02 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Tau Hing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.