Ka Keung (SFC:BOT566) Tong
湯家强
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Keung (SFC:BOT566) Tong (湯家强), CE reference BOT566. Currently licensed at 1 firm(s): China Horizon Asset Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-05-08 | present |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 — Asset management | 2026-05-08 | present |
| Jinluo Securities Limited 金洛證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-03 | 2026-01-16 |
| Jinluo Securities Limited 金洛證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-03 | 2026-01-16 |
| Jinluo Securities Limited 金洛證券有限公司 |
RO | Type 9 — Asset management | 2025-04-03 | 2026-01-16 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-12 | 2025-03-31 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-12 | 2025-03-31 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-13 | 2024-04-12 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-13 | 2024-04-12 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-13 | 2025-03-31 |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-10 | 2021-06-01 |