Alex Manoonpol
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Manoonpol ( ), a licensed former licensee with CE reference BOS797. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-28 | 2025-11-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-29 | 2024-11-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-18 | 2024-01-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-02-03 | 2023-02-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-31 | 2020-02-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-11-11 | 2019-11-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-08-28 | 2019-08-29 |