Shuo (SFC:BOS628) Li
李碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo (SFC:BOS628) Li (李碩), a licensed former licensee with CE reference BOS628. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-09-03 | 2026-03-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-26 | 2026-03-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-26 | 2026-03-24 |