Nga Man (SFC:BOS613) Cheng
鄭雅文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Man (SFC:BOS613) Cheng (鄭雅文), a licensed former licensee with CE reference BOS613. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-29 | 2023-03-30 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-09 | 2022-10-31 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | 2021-12-09 | 2022-10-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2020-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-03 | 2020-08-01 |